Senior Auditor, Global Market Ops, NFRR, Tax & Credit Reporting Ops
Company: Disability Solutions
Location: Charlotte
Posted on: October 10, 2024
Job Description:
Job Description:At Bank of America, we are guided by a common
purpose to help make financial lives better through the power of
every connection. Responsible Growth is how we run our company and
how we deliver for our clients, teammates, communities and
shareholders every day.One of the keys to driving Responsible
Growth is being a great place to work for our teammates around the
world. We're devoted to being a diverse and inclusive workplace for
everyone. We hire individuals with a broad range of backgrounds and
experiences and invest heavily in our teammates and their families
by offering competitive benefits to support their physical,
emotional, and financial well-being.Bank of America believes both
in the importance of working together and offering flexibility to
our employees. We use a multi-faceted approach for flexibility,
depending on the various roles in our organization.Working at Bank
of America will give you a great career with opportunities to
learn, grow and make an impact, along with the power to make a
difference. Join us!Job Description:This job is responsible for
independently performing test work during highly complex audit
activities for Global Markets Operations (GMO) and NFRR, Tax and
Credit Reporting Operations (NTCO) Lines of Business (LOBs). Key
responsibilities include independently designing and executing
audit tests, assessing issues for business impact and recommending
severity ratings, and establishing business partner relationships.
Job expectations include evaluating the control environment,
fostering an inclusive work environment, applying product,
business, and technical expertise, and supporting team members with
development.Responsibilities:
- Understanding business processes, identifying material risks
and mitigating controls
- Designing and executing audit tests to evaluate the control
environment
- Assessing test exceptions (including related issues for
business impact)
- Recommending issue severity ratings under the supervision of
senior team members.
- Executes audit strategy for the sound application of risk-based
auditing by defining audit scope and audit program, and leverages
automation and innovative methods in a timely and high- quality
manner
- Develops skills to use innovative tools to complete audit
activities more efficiently (e.g., testing)
- Validation of issue remediation by businesses
- Establishes business partner relationships, primarily with line
management, to develop business knowledge
- Exercises sound judgment to effectively influence process and
control owners to improve the control environment while developing
knowledge of product, business, and technical expertiseRequired
Qualifications:
- 3+ years Audit or risk control risk/controls background
preferably in financial services.
- Strong project management skills, proven organizational,
coordination and action tracking skills.
- Ability to plan, execute and evaluate audit test plans within a
risk-based audit methodology.
- Ability to work in a very detailed manner as well as to look
broadly across a population and develop connections and themes
identifying risk and concerns.
- Ability to work as individual contributor remotely, attention
to detail, ability to manage projects to completion.
- Excellent organizational skills with keen ability to prioritize
daily tasks with project work as well as ad hoc requests
- Ability to successfully communicate to influence management and
lead change in both strategic and tactical initiatives.
- Self-starter, desire to learn able to teach others, positive
attitude, exhibits flexibility.
- Strong team player skills and ability to work in a
multicultural environment
- Proven verbal and written communication skills
- Strong analytical and technical skills
- Solution oriented attitude
- Independent thinkerDesired Qualifications:
- Bachelor's degree and/or Advanced degree
- Certified Internal Audit (CIA) certification
- Audit or risk control risk/controls background in financial
services
- Prior Analytical / Automation Skills (SQL, SAS, Python.
Alteryx, Advanced Excel)
- Certifications (CIA, CISA etc. - CPA)
- Strong Risk mindset (look beyond the form to focus on the
substance)
- Financial services industry acumen.
- Ability to process information and change audit focus quickly
in line with risk assessments.
- Ability to learn complex subject matter, understand regulatory
requirements, and build testing programs to ensure compliance and
mitigate risks.
- Foundational knowledge of key Financial regulatory requirements
applicable to APAC, EMEA & US
- Experience in performing end-to-end substantive testing.
Understanding of statistical sampling testing approach is a
plus.Skills:
- Audit testing execution
- Internal Audit Review
- Issue Management
- Risk Management
- Audit Planning
- Analytical Thinking
- Project Management
- Automation
- Technical Documentation
- Attention to Detail
- Business Acumen
- Relationship Building
- Coaching
- Critical ThinkingShift:1st shift (United States of
America)Hours Per Week: 40
Keywords: Disability Solutions, Rock Hill , Senior Auditor, Global Market Ops, NFRR, Tax & Credit Reporting Ops, Accounting, Auditing , Charlotte, South Carolina
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